Compliance Analyst/Paralegal

  • Job Reference: 1711
  • Date Posted: 12 September 2019
  • Recruiter: Ryder Reid Legal
  • Location: City of London, London
  • Salary: £45,000
  • Sector: Paralegal
  • Job Type: Contract
  • Duration: 12 Months
  • Work Hours: Full Time

Job Description

We are seeking a Compliance Analyst/Paralegal to join a US law firm on an initial 12 month fixed term contract (this role is likely to become permanent for the right candidate). The successful candidate should have at least 2 years' experience in the financial services sector and legal training or background. The role would be a really broad and intellectually stimulating encompassing some of the following:

  • Monitoring compliance with laws and regulations applicable to investment firms and investment funds;
  • Reviewing and analysing KYC requirements of the Client and providing KYC documentation as required by the Client's counterparty;
  • Anti-Bribery and Corruption checks;
  • Working with lawyers on transactions and managing the AML/KYC process relating to those transactions;
  • Performing legal research in an accurate and timely manner in relation to applicable laws and regulations;
  • Assisting with negotiations to facilitate execution of investment related agreements;
  • Updating Client transaction database in accordance with Client's requirements;

If you fit the criteria and are keen to be considered, please send your updated CV at your earliest convenience and we will be in touch in due course.