In this role you will provide support to the Compliance Manager & Data Protection Officer in maintaining the firm's compliance with applicable laws regulations and professional rules.
Key Responsibilities for the Compliance Coordinator will include:
- Performing Anti - Money Laundering checks and sanction monitoring of high-risk clients
- Client Due Diligence checks and related assessments
- Identifying and escalating high-risk clients to the Money Laundering Reporting Officer
- Undertaking reviews of existing CDD records and ensuring that the documents and information obtained for these purposes are accurate and kept up to date.
The ideal candidate for the Compliance Coordinator role will have knowledge and understanding of anti-money laundering and sanction rules, and ideally a minimum of 2 years experience.
For more information please contact Ryder Reid Legal.