Compliance Manager - Part Time

  • Job Reference: 1259
  • Date Posted: 27 March 2018
  • Recruiter: Ryder Reid Legal
  • Location: London
  • Salary: On Application
  • Sector: Risk & Compliance
  • Job Type: Permanent
  • Work Hours: Full Time

Job Description

Our client, a specialist boutique US-headquartered law firm, is looking for a part time Compliance Manager to join their London office to work 3 days a week. In this newly created role, the Compliance Manager will be responsible for providing a comprehensive compliance service to the firm. Working closely with the COLP, COFA, MLRO and other partners, the Compliance Manager will have a broad range of responsibilities including:

  • Being the first point of contact for all compliance/regulatory queries
  • Advising the firm as to the relevant regulatory requirements regarding conflicts, confidentiality and disclosure
  • Liaising with the SRA/Law Society Ethics Team on regulatory issues as required
  • AML - monitor new procedures, guidance and best practice.
  • Monitor compliance - breaches, complaints and audits
  • Maintenance and completion of Breaches Register
  • Leading the annual Practising Certificate renewal process

The ideal candidate will have strong previous Compliance experience from a law firm and will ideally be a qualified lawyer. You will be happy to work autonomously and have the ability to build effective relationships across the firm. You must have a good understanding of the SRA handbook, and experience of leading on SRA and other compliance audits. Strong communication skills are a must, along with excellent attention to detail and the ability to prioritise and use your initiative. This is a great opportunity for someone to work part time within a respected practice, so if you meet the above requirements then please contact Ryder Reid today.